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Investigation Response

Investigations handled without losing focus.

Designed by former regulators who know the frameworks inside-out

Practical guidance that keeps pace with business decisions

Tech-enabled solutions for modern compliance challenges

Investigation Response
Owen Rayner, Principal & Head of Regulation Advisory
"Responding to a regulatory notice is often the most critical point of engagement. An unstrategic or delayed response can escalate a minor inquiry into a major issue. Our role is to establish an immediate, credible defence, ensuring every submission is precise, legally sound, and strategically aligned with your long-term interests."
Owen Rayner, Principal & Head of Regulation Advisory
Owen is a senior regulatory specialist with over 10 years of enforcement and compliance experience.

How we help clients

Strategic guidance backed by regulatory expertise and real-world experience

Investigation Response Strategy

Respond to Regulator Notices

Non-compliance Remediation Plans

Evidence Collection & Management

Outcome Scenario Analysis

Investigation Resources

RGC Onside

Governance & Compliance Platform

Transform governance from checkbox exercise to strategic advantage. RGC Onside brings clarity, consistency, and control to every compliance decision with purpose-built tools designed by former regulators.

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FAQs

What is RGC's core focus when managing an investigation?

Our focus is establishing a legally defensible foundation immediately. We manage both external regulatory inquiries using proven, regulator-developed methodologies.

Can you assist with the post-investigation remediation?

Yes. We advise on implementing robust remediation plans, controls, and governance changes that satisfy regulatory expectations and prevent recurrence, demonstrating concrete corrective action.

Our Expert Team

Owen Rayner
Principal

Owen Rayner

Owen is a lawyer and Chartered Accountant with over 15 years experience in finance and regulation across the private and public sectors.

Ready to transform your legal strategy?

Get in touch with us today.