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ASX Compliance

Support for listed entities & market participants.

Designed by former regulators who know the frameworks inside-out

Practical guidance that keeps pace with business decisions

Tech-enabled solutions for modern compliance challenges

ASX Compliance
Owen Rayner, Principal
"ASX and Corporations Act compliance is a major source of stress for many listed entities. The rules are complex, expectations are shifting, and the risks are real. But it can be simplified. When approached strategically, compliance becomes a differentiator. It builds trust, strengthens governance signals, and contributes directly to enterprise value and stakeholder engagement."
Owen Rayner, Principal
Owen has over decade of experience in regulatory leadership including senior oversight roles of disclosure and transaction standards of Australia’s mining and resources sector.

How we help clients

Strategic guidance backed by regulatory expertise and real-world experience

ASX Listing & Operating Rule Compliance

Corporations Act Compliance

Continuous Disclosure Advice

Transaction Governance

Shareholder Approvals & AGM Support

ASX Compliance Resources

RGC Onside

Governance & Compliance Platform

Transform governance from checkbox exercise to strategic advantage. RGC Onside brings clarity, consistency, and control to every compliance decision with purpose-built tools designed by former regulators.

Explore RGC Onside
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ASX inQUERY

Instantly cut through noise and pinpoint continuous disclosure risk.

ASX inQUERY transforms the universe of ASX-aware letters into simplified, structured, and searchable data.Instantly surface key compliance trends, isolate specific regulatory concerns, and benchmark disclosure practices—fast. It's the smarter way to understand market risk and stay ahead in the continuous disclosure landscape.

FAQs

How do you assist with continuous disclosure obligations?

We advise on the threshold for market-sensitive information and help implement internal protocols to manage, document, and immediately release material information, minimising regulatory risk and ensuring market integrity.

Do you support small-cap listed entities?

Yes. Our multidisciplinary practice is well-suited to support small-cap entities. We offer agile, professional services tailored to the unique challenges and opportunities faced by businesses pursuing speculative growth models.

What is your experience with managing ASIC/ASX queries?

Our team of former regulators has direct experience managing ASIC and ASX inquiries regarding disclosure, transactions, and compliance, ensuring a strategic and credible response.

Our Expert Team

Owen Rayner
Principal

Owen Rayner

Owen is a lawyer and Chartered Accountant with over 15 years experience in finance and regulation across the private and public sectors.

Ready to transform your legal strategy?

Get in touch with us today.