Regulation, governance and compliance.
Law, finance and regulation in one firm, with digital tooling and solutions that bring efficiency to every engagement.
ASX & ASIC Compliance
ASX announcements, Listing Rules compliance, mineral asset disclosures under JORC, shareholder approvals and transaction support. Supported by RGC Onside, our purpose-built AI platform that brings our services and expertise to your fingertips.
- ASX Announcements
- Mining Disclosures
- Listing Rules
- Takeover Panel Applications
- Fractional Cosec
- Shareholder Approvals
- ASIC Engagement
- Governance
- Fundraising Support
- M&A Structuring
Investigations
Responding to internal and external risks and challenges. Our investigations service gives clients access to former senior corporate regulators with experience running major investigations as well as responding to them.
- Regulator Notices
- Section 19 Examinations
- Privileged Investigations
- Internal Investigations
- Policy Assurance
- Breach Notification
- Remediation Programmes
FIRB Approval & Compliance
Investing in Australia carries hurdles at every stage. We help you navigate them with insight our people gained working inside FIRB, from application strategy through to post-approval compliance and remediation.
- FIRB Applications
- Threshold Assessment
- Deal Structuring
- National Security Review
- Post-Approval Conditions
- Compliance Reporting
- Treasury Engagement
Financial & ESG Reporting
Disclosure obligations come from many places, but they have to be consistent and cohesive. We bring the legal, financial and regulatory disciplines together, so assurance and compliance hold across every framework rather than only within one.
- Annual Reports
- Directors’ Reports
- Remuneration Reports
- Operating & Financial Review
- AASB S1 & S2
- Modern Slavery
- WGEA Reporting
- ASIC Surveillance
Payment Times Reporting
Our principal formerly led the team at Treasury responsible for the 2024 reforms to the scheme. We advise on registration, methodology, report preparation and regulator engagement across the reporting cycle.
- Scheme Registration
- Report Preparation
- Methodology Review
- Data Validation
- Lodgement
- Regulator Notices
- Extension Applications
- Reconsideration Requests
Governance & Applied AI
Securely integrating AI capability is a new challenge for every business. We design AI solutions and tooling customised to your business and your challenges, built and operated inside our legal-grade security environment.
- AI Governance
- Bespoke AI Builds
- Decision Registers
- Board Papers
- Conflicts & Related Party
- AFS Licence Compliance
- Directors’ Duties
- Breach Reporting
A boutique firm with enterprise-level digital tooling.
Most legal and advisory firms use off-the-shelf AI to make their own work easier, and the benefit rarely reaches the client. RGC is different. We build custom AI solutions fitted to our clients’ problems and pass the benefit on directly. Every engagement gets the experience and judgement of a senior practitioner, supported by AI tooling designed around your problem. Our services are built to be better, faster and cheaper.
RGC Onside
Instant AI uplift for ASX-listed entities. The building blocks are in place, ready to customise to your entity’s risk profile. A legal service supported by custom software, not another SaaS subscription.
See inside Onside →
RGC Acta
Our client portal and delivery system. Legal advice and digital tooling in one secure environment, so an engagement and the work it produces live in the same place. You always see what is waiting on you and what is waiting on us.
Open Acta ↗Built for you
Where an obligation is specific enough to deserve its own tooling, we build and operate it to your specification, inside a legal engagement, so the work product stays protected.
Talk about a build →